SEC Form 4 · accession 0001209191-17-021653

IXYS, LLC · IXYS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 17, 2017

Accepted (ET)

Mar 20, 2017 · 2:27 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000945699

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 17, 2017	M	12,174	$11.50	A	17,174	D
Common Stock^F1	Mar 17, 2017	S	12,174	$13.4699	D	5,000	D
Common Stock	Mar 17, 2017	M	12,616	$9.37	A	17,616	D
Common Stock^F2	Mar 17, 2017	S	12,616	$13.3764	D	5,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)	$11.50	Mar 17, 2017	M	12,174	D	Sep 5, 2009	Sep 5, 2018	Common Stock	12,174	48,866	D
Stock Option (Right to Buy)	$9.37	Mar 17, 2017	M	12,616	D	Aug 27, 2011	Aug 27, 2020	Common Stock	12,616	36,250	D

F1The shares were sold in multiple trades at prices ranging from $13.30 to $13.60. The price reported above is the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the shares were sold upon receipt of a request from the SEC staff, the issuer or a security holder of the issuer.
F2The shares were sold in multiple trades at prices ranging from $13.30 to $13.475. The price reported above is the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the shares were sold upon receipt of a request from the SEC staff, the issuer or a security holder of the issuer.

The transactions occurred pursuant to the reporting person's 10b5-1 plan.