SEC Form 4 · accession 0001209191-17-019148
IXYS, LLC · IXYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Joon Lee
Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 11:25 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2017 | M | 532 | $10.44 | A | 5,532 | D | |
| Common Stock | Mar 7, 2017 | S | 532 | $12.90 | D | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.44 | Mar 7, 2017 | M | 532 | D | Sep 7, 2008 | Sep 7, 2017 | Common Stock | 532 | 85,000 | D |
Remarks
The transactions occurred pursuant to the reporting person's 10b5-1 plan.