SEC Form 4 · accession 0001209191-17-008949

IXYS, LLC · IXYS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President; CEO; CFO · Director

Period of report

Feb 7, 2017

Accepted (ET)

Feb 8, 2017 · 9:07 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000945699

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 7, 2017	M	20,000	$9.35	A	88,088	D
Common Stock^F1	Feb 7, 2017	F	14,610	$12.80	D	73,478	D
Common Stock^F2	Feb 7, 2017	F	2,617	$12.80	D	70,861	D
Common Stock	Feb 7, 2017	M	120,000	$9.36	A	190,861	D
Common Stock^F1	Feb 7, 2017	F	87,750	$12.80	D	103,111	D
Common Stock^F2	Feb 7, 2017	F	13,734	$12.80	D	89,377	D
Common Stock	Feb 7, 2017	M	120,000	$11.50	A	209,377	D
Common Stock^F1	Feb 7, 2017	F	107,813	$12.80	D	101,564	D
Common Stock^F2	Feb 7, 2017	F	5,161	$12.80	D	96,403	D
Common Stock	Feb 7, 2017	M	150,000	$6.53	A	246,403	D
Common Stock^F1	Feb 7, 2017	F	76,524	$12.80	D	169,879	D
Common Stock^F2	Feb 7, 2017	F	31,117	$12.80	D	138,762	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)	$9.35	Feb 7, 2017	M	20,000	D	May 31, 2011	May 31, 2017	Common Stock	20,000	970,000	D
Stock Option (Right to Buy)	$9.36	Feb 7, 2017	M	120,000	D	Jun 7, 2011	Jun 7, 2017	Common Stock	120,000	850,000	D
Stock Option (Right to Buy)	$11.50	Feb 7, 2017	M	120,000	D	Sep 5, 2012	Sep 5, 2018	Common Stock	120,000	730,000	D
Stock Option (Right to Buy)	$6.53	Feb 7, 2017	M	150,000	D	Nov 13, 2012	Nov 13, 2018	Common Stock	150,000	580,000	D