SEC Form 4 · accession 0001209191-17-005582
IXYS, LLC · IXYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald L Feucht
Director
Period of report
Jan 24, 2017
Accepted (ET)
Jan 25, 2017 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2017 | M | 3,000 | $10.44 | A | 3,000 | D | |
| Common Stock | Jan 24, 2017 | S | 3,000 | $12.00 | D | 0 | D | |
| Common Stock | Jan 24, 2017 | M | 4,000 | $6.88 | A | 4,000 | D | |
| Common Stock | Jan 24, 2017 | S | 4,000 | $12.00 | D | 0 | D | |
| Common Stock | holding | — | — | — | 14,553 | I | By wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (Right to Buy) | $10.44 | Jan 24, 2017 | M | 3,000 | D | Sep 7, 2008 | Sep 7, 2017 | Common Stock | 3,000 | 117,000 | D |
| Stock Option (Right to Buy) | $6.88 | Jan 24, 2017 | M | 4,000 | D | Sep 11, 2010 | Sep 11, 2019 | Common Stock | 4,000 | 113,000 | D |
Remarks
The transactions occurred pursuant to the reporting person's 10b5-1 plan.