SEC Form 4 · accession 0001209191-16-151279
IXYS, LLC · IXYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy A Richardson
Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 18, 2016 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | M | 100 | $9.52 | A | 100 | D | |
| Common Stock | Nov 17, 2016 | S | 100 | $12.25 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $9.52 | Nov 17, 2016 | M | 100 | D | Jun 1, 2011 | Jun 1, 2017 | Common Stock | 100 | 144,800 | D |
Remarks
The transaction occurred pursuant to the reporting person's 10b5-1 plan.