SEC Form 4 · accession 0001209191-15-066377
IXYS, LLC · IXYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Joon Lee
Director
Period of report
Aug 14, 2015
Accepted (ET)
Aug 17, 2015 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2015 | M | 11,250 | $10.94 | A | 16,250 | D | |
| Common Stock | Aug 14, 2015 | S | 11,250 | $11.05 | D | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.94 | Aug 14, 2015 | M | 11,250 | D | Sep 6, 2006 | Sep 6, 2015 | Common Stock | 11,250 | 95,000 | D |