SEC Form 4 · accession 0001209191-15-053023
IXYS, LLC · IXYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Thorburn
Director
Period of report
Jun 12, 2015
Accepted (ET)
Jun 12, 2015 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2015 | M | 15,000 | $9.52 | A | 20,172 | D | |
| Common Stock | Jun 12, 2015 | S | 15,000 | $14.00 | D | 5,172 | D | |
| Common Stock | Jun 12, 2015 | M | 15,000 | $10.44 | A | 20,172 | D | |
| Common Stock | Jun 12, 2015 | S | 15,000 | $14.00 | D | 5,172 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $9.52 | Jun 12, 2015 | M | 15,000 | D | Jun 1, 2011 | Jun 1, 2017 | Common Stock | 15,000 | 100,000 | D |
| Stock Option (Right to Buy) | $10.44 | Jun 12, 2015 | M | 15,000 | D | Sep 7, 2011 | Sep 7, 2017 | Common Stock | 15,000 | 85,000 | D |
Remarks
The transactions occurred pursuant to the reporting person's 10b5-1 plan.