SEC Form 4 · accession 0000945436-15-000146
SUNEDISON, INC. · SUNEQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Blackmore
Director
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 9:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 29, 2015 | M | 22,200 | $0.00 | A | 25,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | May 28, 2015 | A | 6,000 | A | — | — | Common Stock | 6,000 | 67,600 | D |
Explanation of responses
- F1On May 29, 2015 Reporting Person received 22,200 shares from his May 30, 2013 RSU award which vested on May 30, 2014.
- F2On May 28, 2015, 6,000 restricted stock units were awarded under the SunEdison, Inc. 2015 Non-Employee Director Incentive Plan in a transaction exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of SunEdison common stock.
- F3The restricted stock units will vest on May 28, 2016. Vested shares will be delivered to the reporting person within 30 days of the cessation of the reporting person's services on SunEdison's Board of Directors.