SEC Form 4 · accession 0000945436-15-000138
SUNEDISON, INC. · SUNEQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio R Alvarez
Director
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 8:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945436
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 28, 2015 | A | 6,000 | A | — | — | Common Stock | 6,000 | 60,533 | D |
Explanation of responses
- F1On May 28, 2015, 6,000 restricted stock units were awarded under the SunEdison, Inc. 2015 Non-Employee Director Incentive Plan in a transaction exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of SunEdison common stock.
- F2The restricted stock units will vest on May 28, 2016. Reporting person elected to have the vested shares delivered on May 28, 2019. Should the reporting person's service on the Issuer's Board of Directors cease prior to May 28, 2019 the shares will be delivered to the reporting person within 30 days of the cessation of their service on Issuer's Board of Directors. .