SEC Form 4 · accession 0000945436-15-000116
SUNEDISON, INC. · SUNEQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Gaynor
Officer — EVP NA Utility & Global Wind
Period of report
May 7, 2015
Accepted (ET)
May 11, 2015 · 9:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | May 7, 2015 | A | 59,367 | $0.00 | A | 151,822 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of SunEdison common stock. The restricted stock units were awarded on May 7, 2015 under the Amended and Restated SunEdison 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3.
- F2These RSU awards are 100% performance based, and will vest in years 2016, 2017 and 2018 if certain performance goals are achieved in 2015, 2016 and 2017.