SEC Form 3/A · accession 0001354488-15-003442
CICERO INC · CICN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owners
Ryan Levenson
Director · 10% Owner
Privet Fund LP
10% Owner
Privet Fund Management LLC
10% Owner
Period of report
Jul 27, 2015
Accepted (ET)
Jul 27, 2015 · 9:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945384
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 18,250,000 | I | By Privet Fund LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF3 | $0.04 | holding | — | — | — | Sep 14, 2015 | Jul 15, 2018 | Common Stock | 63,875,000 | — | I |
| WarrantF3 | $0.045 | holding | — | — | — | Sep 14, 2015 | Jul 15, 2018 | Common Stock | 56,777,778 | — | I |
| WarrantF3 | $0.05 | holding | — | — | — | Sep 14, 2015 | Jul 15, 2018 | Common Stock | 29,200,000 | — | I |
Explanation of responses
- F1This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the ?Reporting Persons?). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D filed on behalf of the Reporting Persons and the other members of such group. As of July 15, 2015, the members of this Section 13(d) group collectively owned more than 10% of the Issuer? outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein.
- F2As of July 15th, 2015, 18,250,000 shares of Common Stock were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson.
- F3As of July 15th, 2015, 149,852,778 warrants for shares of Common Stock were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson.