SEC Form 3 · accession 0001354488-15-003440
CICERO INC · CICN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Aiken Avery
Director
Period of report
Jul 15, 2015
Accepted (ET)
Jul 27, 2015 · 9:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945384
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 500,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $0.04 | holding | — | — | — | Sep 14, 2015 | Jul 15, 2018 | Common Stock | 1,750,000 | — | D |
| Warrant | $0.045 | holding | — | — | — | Sep 14, 2015 | Jul 15, 2018 | Common Stock | 1,555,555 | — | D |
| Warrant | $0.05 | holding | — | — | — | Sep 14, 2015 | Jul 15, 2018 | Common Stock | 8,000,000 | — | D |