SEC Form 4 · accession 0001354488-15-003365
CICERO INC · CICN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Steffens
Director · 10% Owner
Period of report
Jul 15, 2015
Accepted (ET)
Jul 17, 2015 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945384
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 15, 2015 | P | 4,750,000 | $0.04 | A | 106,517,669 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $0.04 | Jul 15, 2015 | P | 16,625,000 | A | Sep 14, 2015 | Jul 15, 2018 | Common Stock | 16,625,000 | 16,625,000 | D |
| WarrantF1 | $0.045 | Jul 15, 2015 | P | 14,777,778 | A | Sep 14, 2015 | Jul 15, 2018 | Common Stock | 14,777,778 | 14,777,778 | D |
| WarrantF1 | $0.05 | Jul 15, 2015 | P | 7,600,000 | A | Sep 14, 2015 | Jul 15, 2018 | Common Stock | 7,600,000 | 7,600,000 | D |
Explanation of responses
- F1The purchase price is included in the total purchase price for the common stock and three warrants purchased on July 15, 2015, reported herein.