SEC Form 4 · accession 0001344455-15-000002
CICERO INC · CICN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce D Miller
Director
Period of report
Jul 15, 2015
Accepted (ET)
Jul 20, 2015 · 10:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945384
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 15, 2015 | P | 375,000 | $0.04 | A | 3,149,655 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF2 | $0.04 | Jul 15, 2015 | P | 1,312,500 | A | Sep 14, 2015 | Jul 15, 2018 | Common Stock | 1,312,500 | 1,312,500 | D |
| WarrantF2 | $0.045 | Jul 15, 2015 | P | 1,166,667 | A | Sep 14, 2015 | Jul 15, 2018 | Common Stock | 1,166,667 | 1,166,667 | D |
| WarrantF2 | $0.05 | Jul 15, 2015 | P | 600,000 | A | Sep 14, 2015 | Jul 15, 2018 | Common Stock | 600,000 | 600,000 | D |
Explanation of responses
- F1The reporting person hold an aggregate of 3,149,655 shares of common stock, of which 2,640,388 shares are held individually and by his wife, and 509,267 shares are held by Delphi Partners.
- F2The purchase price is included in the total purchase price for the common stock and warrants purchased on July 15, 2015, reported herein.