SEC Form 4 · accession 0001343959-15-000003
CICERO INC · CICN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Landis
Director
Period of report
Sep 11, 2015
Accepted (ET)
Oct 8, 2015 · 2:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945384
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2015 | C | 750,000 | $0.20 | A | 4,896,717 | D | |
| Common StockF1 | Sep 11, 2015 | C | 400,000 | $0.25 | A | 5,296,717 | D | |
| Common StockF1 | Sep 11, 2015 | C | 113,636 | $1.10 | A | 5,410,353 | D | |
| Common StockF1 | Sep 11, 2015 | C | 62,500 | $2.00 | A | 5,472,853 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were the conversion of the Preferred Series A-1 shares that converted at a ratio of 1,000 common shares to 1 Preferred Series A-1 share.