SEC Form 4 · accession 0001343959-15-000002
CICERO INC · CICN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Landis
Director
Period of report
Jul 15, 2015
Accepted (ET)
Jul 20, 2015 · 10:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945384
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 15, 2015 | P | 375,000 | $0.04 | A | 375,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $0.04 | Jul 15, 2015 | P | 1,312,500 | A | Sep 14, 2015 | Jul 15, 2018 | Common Stock | 1,312,500 | 1,312,500 | D |
| WarrantF1 | $0.045 | Jul 15, 2015 | P | 1,166,667 | A | Sep 14, 2015 | Jul 15, 2018 | Common Stock | 1,166,667 | 1,166,667 | D |
| WarrantF1 | $0.05 | Jul 15, 2015 | P | 600,000 | A | Sep 14, 2015 | Jul 15, 2018 | Common Stock | 600,000 | 600,000 | D |
Explanation of responses
- F1The purchase price is included in the total purchase price for the common stock and three warrants purchased on July 15, 2015, reported herein.