SEC Form 4 · accession 0001213900-15-002611
CICERO INC · CICN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Steffens
Director · 10% Owner
Period of report
Apr 8, 2015
Accepted (ET)
Apr 10, 2015 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945384
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1 | Apr 8, 2015 | J | 69,505,140 | — | A | 101,767,669 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On April 8, 2015, the Reporting Person entered into an Exchage Agreement, pursuant to which the Reporting Person converted an aggregate of $6,950,514 of debt owed to him by the Issuer into 69,505,140 shares of of the Issuer's Common Stock, at a rate of $0.10 per share.