SEC Form 4 · accession 0001171717-15-000003
CICERO INC · CICN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Don Peppers
Director
Period of report
Sep 11, 2015
Accepted (ET)
Oct 2, 2015 · 11:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945384
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2015 | C | 1,333,000 | $0.15 | A | 3,165,179 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were the conversion of the Preferred Series B shares that converted at a ratio of 1,000 common shares to 1 Preferred Series B share.