SEC Form 4 · accession 0001243716-19-000005
GLOBAL INDUSTRIAL Co · GIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Dooley
Officer — President, Industrial Prod GRP
Period of report
Mar 1, 2019
Accepted (ET)
Mar 8, 2019 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945114
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2019 | F | 1,699 | $21.42 | D | 85,264 | D | |
| Common StockF3,F4,F2 | Mar 4, 2019 | A | 583 | $18.21 | A | 85,264 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares sold to cover tax withholding in connection with the vesting of restricted stock units.
- F2The amount of non-derivative securities beneficially owned as of the date of the filing of this Form 5 is 85,264, which includes 15,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 70,264 shares of common stock.
- F3The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on March 4, 2019. This transaction is exempt under Rule 16b-3(c).
- F4In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on March 1, 2019.