SEC Form 4 · accession 0001209191-19-007353

OPKO HEALTH, INC. · OPK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive VP-Administration · Director

Period of report

Feb 1, 2019

Accepted (ET)

Feb 5, 2019 · 4:33 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000944809

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 1, 2019	M	24,877	$0.66	A	5,716,792	D
Common Stock^F1,F2	Feb 1, 2019	F	5,645	$3.59	D	5,711,147	D
Common Stock^F3	holding	—	—		—	20,091,062	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F4	$0.66	Feb 1, 2019	M	24,877	D	Feb 5, 2010	Feb 4, 2019	Common Stock	24,877	0	D

F1Represents the number of shares withheld by the Company for payment of the tax liability in connection with the exercise of the stock option. No shares of Common stock were sold by the reporting person in connection with this transaction. The reporting person has retained the net number of shares issued upon the exercise of the option, less the amount retained to pay the associated tax liability (19,232 shares).
F2Closing market price of the Company's common stock on the transaction date.
F3These securities are owned directly by The Frost Group, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F4The options were granted on February 5, 2009 and vested on February 5, 2010.