SEC Form 4/A · accession 0001209191-19-007346
OPKO HEALTH, INC. · OPK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jane Ph D Hsiao
Officer — Vice Chairman & CTO · Director
Period of report
May 11, 2017
Accepted (ET)
Feb 5, 2019 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 11, 2017 | P | 10,000 | $6.92 | A | 4,667,404 | I | See Footnote |
| Common StockF1,F2 | May 11, 2017 | P | 10,000 | $6.93 | A | 4,677,404 | I | See Footnote |
| Common Stock | holding | — | — | — | 24,713,133 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities were erroneously reported as being purchased by the reporting person and owned directly on a Form 4 filed on May 12, 2017. The securities were purchased by Hsu Gamma Investment, L.P. and are owned indirectly by the reporting person. This Form 4 corrects the name and ownership of the securities. No other information has changed.
- F2The securities are owned directly by Hsu Gamma Investment, L.P. Dr. Hsiao is the general partner of Hsu Gamma Investment, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.