SEC Form 4 · accession 0001209191-17-037524
OPKO HEALTH, INC. · OPK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard C Pfenniger Jr.
Director
Period of report
Jun 2, 2017
Accepted (ET)
Jun 5, 2017 · 9:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 2, 2017 | M | 20,000 | $3.43 | A | 170,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.43 | Jun 2, 2017 | M | 20,000 | D | Jun 9, 2012 | Jun 8, 2018 | Common Stock | 20,000 | 0 | D |