SEC Form 4 · accession 0001209191-16-120753
OPKO HEALTH, INC. · OPK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Baron
Director
Period of report
May 13, 2016
Accepted (ET)
May 17, 2016 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 13, 2016 | S | 23,984 | $9.82 | D | 297,604 | D | |
| Common StockF1 | May 13, 2016 | S | 4,000 | $9.83 | D | 293,604 | D | |
| Common StockF1 | May 13, 2016 | S | 900 | $9.835 | D | 292,704 | D | |
| Common StockF1 | May 13, 2016 | S | 5,616 | $9.84 | D | 287,088 | D | |
| Common StockF1 | May 13, 2016 | S | 3,000 | $9.845 | D | 284,088 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person sold the Common Stock in part to satisfy federal and/or state income tax obligations in connection with his acquisitions of shares of OPKO Common Stock through stock option exercises.