SEC Form 4 · accession 0001209191-16-108508

OPKO HEALTH, INC. · OPK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Chairman & CTO · Director

Period of report

Mar 11, 2016

Accepted (ET)

Mar 15, 2016 · 4:22 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000944809

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 11, 2016	P	100	$10.205	A	24,594,733	D
Common Stock	Mar 11, 2016	P	1,100	$10.21	A	24,595,833	D
Common Stock^F1	holding	—	—		—	4,617,404	I	See Footnote
Common Stock^F2	holding	—	—		—	1,000,000	I	See Footnote
Common Stock^F3	holding	—	—		—	1,000,000	I	See Footnote
Common Stock^F4	holding	—	—		—	20,091,062	I	See Footnote

No Table II lines on this filing.

F1The securities are owned directly by Hsu Gamma Investment, L.P. Dr. Hsiao is the general partner of Hsu Gamma Investment, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F2The securities are held by The Chin Hsiao Family Trust A, of which Jane H. Hsiao, Ph.D. is the trustee.
F3The securities are held by The Chin Hsiao Family Trust B, of which Jane H. Hsiao, Ph.D. is the trustee.
F4These securities are owned directly by The Frost Group, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.