SEC Form 4 · accession 0001209191-15-066778
OPKO HEALTH, INC. · OPK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alice Lin-Tsing Yu
Director
Period of report
Aug 18, 2015
Accepted (ET)
Aug 19, 2015 · 10:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2015 | M | 20,000 | $2.05 | A | 60,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.05 | Aug 18, 2015 | M | 20,000 | D | May 27, 2011 | May 26, 2017 | Common Stock | 20,000 | 0 | D |