SEC Form 4 · accession 0001209191-15-061672
OPKO HEALTH, INC. · OPK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Beier
Director
Period of report
Jul 17, 2015
Accepted (ET)
Jul 20, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2015 | G | 30,227 | $0.00 | D | 0 | D | |
| Common Stock | Jul 17, 2015 | M | 20,000 | $1.78 | A | 20,000 | D | |
| Common StockF1,F2 | Jan 15, 2015 | G | 30,227 | $0.00 | A | 130,227 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.78 | Jul 17, 2015 | M | 20,000 | D | Aug 1, 2009 | Jul 31, 2015 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The shares were gifted by the reporting person on January 15, 2015, to a trust for the benefit of the reporting person and his spouse.
- F2Securites held by the Thomas E. Beier and Evelyn M. Beier Trust FBO Thomas E. Beier Trust.