SEC Form 4 · accession 0001209191-15-051418
OPKO HEALTH, INC. · OPK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Lerner
Director
Period of report
Jun 5, 2015
Accepted (ET)
Jun 9, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 5, 2015 | P | 6,900 | $15.963 | A | 20,000 | I | See Footnote |
| Common StockF2 | Jun 5, 2015 | P | 3,500 | $15.6969 | A | 3,500 | I | See Footnote |
| Common StockF2 | Jun 9, 2015 | P | 100 | $15.97 | A | 3,600 | I | See Footnote |
| Common StockF2 | Jun 9, 2015 | P | 2,000 | $16.02 | A | 5,600 | I | See Footnote |
| Common Stock | holding | — | — | — | 135,749 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are owned by Dr. Lerner's spouse and are held in the Nicola G. Lerner IRA account. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
- F2Securites held by the Lerner Family Trust, Richard A & Nicola G Lerner Trustees U/A Dated 11/14/1994.