SEC Form 4 · accession 0001209191-15-026153

OPKO HEALTH, INC. · OPK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. Vice President, CFO

Period of report

Mar 12, 2015

Accepted (ET)

Mar 13, 2015 · 5:12 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000944809

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 12, 2015	M	60,000	$1.16	A	60,000	D
Common Stock^F1,F2	Mar 12, 2015	F	4,767	$14.60	D	55,233	D
Common Stock	Mar 12, 2015	M	35,000	$1.65	A	90,233	D
Common Stock^F3,F2	Mar 12, 2015	F	3,956	$14.60	D	86,277	D
Common Stock^F4	Mar 13, 2015	S	24	$14.56	D	86,253	D
Common Stock^F4	Mar 13, 2015	S	576	$14.61	D	85,677	D
Common Stock^F4	Mar 13, 2015	S	500	$14.615	D	85,177	D
Common Stock^F4	Mar 13, 2015	S	38,888	$14.64	D	46,289	D
Common Stock^F4	Mar 13, 2015	S	1,500	$14.645	D	44,789	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)	$1.16	Mar 12, 2015	M	60,000	D	May 5, 2013	May 4, 2016	Common Stock	60,000	0	D
Stock Option (Right to Buy)	$1.65	Mar 12, 2015	M	35,000	D	Apr 28, 2012	Apr 27, 2015	Common Stock	35,000	0	D

F1Represents number of shares withheld by the Company at the direction of the reporting person for the payment of exercise price. The reporting person has retained the net number of shares issued upon the exercise of the option (55,233 shares).
F2Closing market price of the Company's common stock on the transaction date.
F3Represents number of shares withheld by the Company at the direction of the reporting person for the payment of exercise price. The reporting person has retained the net number of shares issued upon the exercise of the option (31,044 shares).
F4The reporting person sold the Common Stock to satisfy federal and/or state income tax obligations in connection with his acquisition of shares of OPKO Common Stock through net exercise on March 12, 2015.