SEC Form 4 · accession 0001417317-16-000004
Capital Financial Holdings, Inc · CPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon D. Dihle
Director · 10% Owner
Period of report
Jan 13, 2016
Accepted (ET)
Jan 27, 2016 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944696
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 13, 2016 | P | 1 | $1,600.00 | A | 353 | I | Held in the name of Dihle Chattel Trust of which Reporting Person is the Trustee. |
| Common StockF1 | Jan 26, 2016 | P | 1 | $1,750.00 | A | 188 | I | Held in the name of Antelope Creek Realty & Energy Services, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held in the name of Antelope Creek Realty & Energy Services, LLC, a subsidiary of Dihle Chattel Trust, which Trust is controlled by the Reporting Person.