SEC Form 4 · accession 0000944695-19-000041
HANOVER INSURANCE GROUP, INC. · THG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren E. Barnes
Officer — SVP & Princpl. Accntg. Officer
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 3:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2019 | M | 790 | $79.33 | A | 5,503 | D | |
| Common Stock | Feb 25, 2019 | S | 790 | $118.85 | D | 4,713 | D | |
| Common Stock | Feb 25, 2019 | F | 310 | $118.02 | D | 4,403 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F3 | $79.33 | Feb 25, 2019 | M | 790 | D | — | Feb 23, 2026 | Common Stock | 790 | 0 | D |
Explanation of responses
- F1Exercise of options and subsequent sale of shares were effected pursuant to a Rule 10b5-1 Trading Plan.
- F2Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer.
- F3The option, representing the right to purchase a total of 2,303 shares, vested 1/3 on each of 2/23/17, 2/23/18, and 2/23/19.