SEC Form 4 · accession 0000944695-19-000038
HANOVER INSURANCE GROUP, INC. · THG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Kirkpatrick Tripp
Officer — SVP & Chief Investment Officer
Period of report
Feb 11, 2019
Accepted (ET)
Feb 13, 2019 · 10:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2019 | M | 2,208 | $40.74 | A | 18,631 | D | |
| Common Stock | Feb 11, 2019 | S | 2,208 | $115.30 | D | 16,423 | D | |
| Common Stock | Feb 11, 2019 | M | 1,738 | $55.60 | A | 18,161 | D | |
| Common Stock | Feb 11, 2019 | S | 1,738 | $115.30 | D | 16,423 | D | |
| Common Stock | Feb 12, 2019 | M | 1,700 | $55.60 | A | 18,123 | D | |
| Common StockF1 | Feb 12, 2019 | S | 1,700 | $116.9982 | D | 16,423 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F2 | $40.74 | Feb 11, 2019 | M | 2,208 | D | — | Feb 26, 2023 | Common Stock | 2,208 | 0 | D |
| Common Stock Option (right to buy)F3 | $55.60 | Feb 11, 2019 | M | 1,738 | D | — | Feb 19, 2024 | Common Stock | 1,738 | 3,477 | D |
| Common Stock Option (right to buy)F3 | $55.60 | Feb 12, 2019 | M | 1,700 | D | — | Feb 19, 2024 | Common Stock | 1,700 | 1,777 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple prices ranging from $116.994 to $117.05, inclusive. The Reporting Person undertakes to provide The Hanover Insurance Group, Inc. ("THG"), any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2The option, representing the right to purchase a total of 6,441 shares, vested 1/3 on each of 2/26/14, 2/26/15 and 2/26/16.
- F3The option, representing the right to purchase a total of 5,215 shares, vested 1/3 on each of 2/19/15, 2/19/16 and 2/19/17.