SEC Form 4 · accession 0000944695-17-000098
HANOVER INSURANCE GROUP, INC. · THG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Kendall Huber
Officer — Executive Vice President
Period of report
Aug 4, 2017
Accepted (ET)
Aug 8, 2017 · 11:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 4, 2017 | S | 7,960 | $97.408 | D | 34,079 | D | |
| Common Stock | Aug 7, 2017 | M | 13,000 | $42.49 | A | 47,079 | D | |
| Common StockF2,F3 | Aug 7, 2017 | S | 13,000 | $97.28 | D | 34,079 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F4 | $42.49 | Aug 7, 2017 | M | 13,000 | D | — | Feb 26, 2023 | Common Stock | 13,000 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold at multiple prices ranging from $97.20 to $97.79, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2The price reported in column 4 is a weighted average price. These shares were sold at multiple prices, ranging from $97.00 to $97.61, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3Does not include 3,146 shares held indirectly in a Rabbi Trust pursuant to deferral agreements.
- F4Options vested as to one third of the shares on each of the first three anniversaries of the grant date.