SEC Form 4 · accession 0000944695-17-000097
HANOVER INSURANCE GROUP, INC. · THG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John C Roche
Officer — Executive Vice President
Period of report
Aug 4, 2017
Accepted (ET)
Aug 7, 2017 · 3:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 4, 2017 | M | 12,500 | $42.15 | A | 42,524 | D | |
| Common Stock | Aug 4, 2017 | S | 12,500 | $96.00 | D | 30,024 | D | |
| Common Stock | Aug 4, 2017 | M | 5,000 | $36.81 | A | 35,024 | D | |
| Common Stock | Aug 4, 2017 | S | 5,000 | $96.00 | D | 30,024 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F1 | $42.15 | Aug 4, 2017 | M | 12,500 | D | — | Feb 26, 2020 | Common Stock | 12,500 | 0 | D |
| Common Stock Option (right to buy)F2 | $36.81 | Aug 4, 2017 | M | 5,000 | D | — | Jan 20, 2022 | Common Stock | 16,000 | 11,000 | D |
Explanation of responses
- F150% vested on 2/26/13 and 50% vested on 2/26/14.
- F250% vested on 1/20/15 and 50% vested on 1/20/16.