SEC Form 4 · accession 0000944695-16-000197

HANOVER INSURANCE GROUP, INC. · THG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

J Kendall Huber

Officer — Executive Vice President

Period of report

May 25, 2016

Accepted (ET)

May 27, 2016 · 9:26 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000944695

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	May 25, 2016	M	8,340	$36.81	A	48,480	D
Common Stock^F1	May 25, 2016	S	8,340	$86.7487	D	40,140	D
Common Stock	May 25, 2016	M	7,016	$42.49	A	47,156	D
Common Stock^F2	May 25, 2016	S	7,016	$86.6784	D	40,140	D
Common Stock	May 26, 2016	M	14,160	$36.81	A	54,300	D
Common Stock^F3	May 26, 2016	S	14,160	$86.0524	D	40,140	D
Common Stock	May 26, 2016	M	6,234	$42.49	A	46,374	D
Common Stock^F4,F5	May 26, 2016	S	6,234	$86.0974	D	40,140	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Option (right to buy)^F6	$36.81	May 25, 2016	M	8,340	D	—	Jan 20, 2022	Common Stock	8,340	14,160	D
Common Stock Option (right to buy)^F7	$42.49	May 25, 2016	M	7,016	D	—	Feb 26, 2023	Common Stock	7,016	19,234	D
Common Stock Option (right to buy)^F6	$36.81	May 26, 2016	M	14,160	D	—	Jan 20, 2022	Common Stock	14,160	0	D
Common Stock Option (right to buy)^F7	$42.49	May 26, 2016	M	6,234	D	—	Feb 26, 2023	Common Stock	6,234	13,000	D

Explanation of responses

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple prices ranging from $86.40 to $87.33, inclusive. The Reporting Person undertakes to provide The Hanover Insurance Group, Inc. ("THG"), any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple prices ranging from $86.39 to $87.33, inclusive. The Reporting Person undertakes to provide THG, any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple prices ranging from $86.00 to $86.12, inclusive. The Reporting Person undertakes to provide THG, any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple prices ranging from $86.00 to $86.71, inclusive. The Reporting Person undertakes to provide THG, any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5Does not include 3,146 shares held indirectly in a Rabbi Trust pursuant to deferral agreements.
F6The option, representing the right to purchase a total of 22,500 shares, vested 50% on 2/20/15, and the remaining 50% vested on 1/20/16.
F7The option, representing the right to purchase a total of 26,250 shares, vested 33% on 2/26/14, 33% on 2/26/15 and the remaining portion vested on 2/26/16.