SEC Form 4 · accession 0000944695-16-000145
HANOVER INSURANCE GROUP, INC. · THG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren E. Barnes
Officer — VP & Act. Principal Acctg. Off
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 1:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2016 | M | 667 | $42.49 | A | 7,962 | D | |
| Common Stock | Feb 26, 2016 | S | 667 | $85.12 | D | 7,295 | D | |
| Common StockF2 | Feb 26, 2016 | F | 649 | $83.76 | D | 6,646 | D | |
| Common Stock | Feb 29, 2016 | S | 1,351 | $83.46 | D | 5,295 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F4 | $42.49 | Feb 26, 2016 | M | 667 | D | — | Feb 26, 2023 | Common Stock | 667 | 0 | D |
Explanation of responses
- F1Exercise of options and subsequent sale of shares were effected pursuant to a Rule 10b5-1 Trading Plan.
- F2Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer.
- F3Sale of shares reported was effected pursuant to a Rule 10b5-1 Trading Plan.
- F4The option, representing the right to purchase a total of 2,000 shares, vested as to one-third of the total shares on each of 2/26/14, 2/26/15 and 2/26/16.