SEC Form 4 · accession 0000944695-16-000131
HANOVER INSURANCE GROUP, INC. · THG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren E. Barnes
Officer — VP & Act. Principal Acctg. Off
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 1:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2016 | M | 800 | $57.99 | A | 7,185 | D | |
| Common StockF1 | Feb 19, 2016 | S | 800 | $83.5124 | D | 6,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F2 | $57.99 | Feb 19, 2016 | M | 800 | D | — | Feb 19, 2024 | Common Stock | 800 | 800 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple prices ranging from $83.48 to $83.517, inclusive. The Reporting Person undertakes to provide The Hanover Insurance Group, Inc. ("THG"), any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2The option, representing the right to purchase a total of 2,400 shares, vested a third on 2/19/15, a third on 2/19/16, and the remaining portion will vest on 2/19/17.