SEC Form 4 · accession 0000944695-16-000117
HANOVER INSURANCE GROUP, INC. · THG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren E. Barnes
Officer — VP & Act. Principal Acctg. Off
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 10:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 20, 2016 | F | 347 | $76.90 | D | 7,038 | D | |
| Common Stock | Jan 20, 2016 | M | 1,500 | $36.81 | A | 8,538 | D | |
| Common Stock | Jan 20, 2016 | S | 1,500 | $77.17 | D | 7,038 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F3 | $36.81 | Jan 20, 2016 | M | 1,500 | D | — | Jan 20, 2022 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer.
- F2Exercise of options and subsequent sale of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan.
- F3The option, representing the right to purchase a total of 3,000 shares, vested 50% on 1/20/15, and the remaining 50% vested on 1/20/16.