SEC Form 4 · accession 0001104659-17-018629
INVENTURE FOODS, INC. · SNAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry E McDaniel
Officer — CEO · Director
Period of report
Mar 20, 2017
Accepted (ET)
Mar 22, 2017 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944508
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 20, 2017 | M | 13,897 | — | A | 427,770 | D | |
| Common StockF1 | Mar 20, 2017 | F | 4,483 | $5.04 | D | 423,287 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Mar 20, 2017 | M | 24,386 | D | — | — | Common Stock | 24,386 | 0 | D |
Explanation of responses
- F1On March 20, 2017, 13,897 shares vested and were acquired by the reporting person pursuant to an award of 24,386 shares of restricted stock on June 17, 2014, which were subject to performance criteria set forth by the Company's Board of Directors, 4,483 of these 13,897 shares were withheld to pay the resulting tax liability.