SEC Form 4 · accession 0001140361-15-010252
GSE SYSTEMS INC · GVP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph W Lewis
Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944480
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $1.54 | Mar 2, 2015 | A | 10,000 | A | — | Mar 2, 2022 | Common Stock | 10,000 | 10,000 | D |
| Employee Stock OptionF2 | $1.75 | holding | — | — | — | — | Mar 3, 2021 | Common Stock | 10,000 | 10,000 | D |
| Employee Stock OptionF3 | $2.15 | holding | — | — | — | — | Mar 7, 2020 | Common Stock | 10,000 | 10,000 | D |
| Employee Stock OptionF4 | $2.45 | holding | — | — | — | — | May 17, 2019 | Common Stock | 10,000 | 10,000 | D |
| Employee Stock OptionF5 | $2.06 | holding | — | — | — | — | Aug 18, 2018 | Common Stock | 10,000 | 10,000 | D |
| Employee Stock OptionF6 | $4.63 | holding | — | — | — | — | May 21, 2017 | Common Stock | 10,000 | 10,000 | D |
| Employee Stock OptionF7 | $6.00 | holding | — | — | — | — | Apr 10, 2016 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Exercisable as follows: 4,000 3/2/2016; 3,000 3/2/2017; 3,000 3/2/2018
- F2Exercisable as follows: 4,000 3/3/2015; 3,000 3/3/2016; 3,000 3/3/2017
- F3Exercisable as follows: 4,000 3/7/2014; 3,000 3/7/2015; 3,000 3/7/2016
- F4Exercisable as follows: 4,000 5/17/2013; 3,000 5/17/2014; 3,000 5/17/2015
- F5Exercisable as follows: 4,000 8/18/2012; 3,000 8/18/2013; 3,000 8/18/2014
- F6Exercisable as follows: 4,000 5/21/2011; 3,000 5/21/2012; 3,000 5/21/2013
- F7Exercisable as follows: 4,000 4/10/2010; 3,000 4/10/2011; 3,000 4/10/2012