SEC Form 4 · accession 0001225208-18-005423
CBIZ, Inc. · CBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ware H Grove
Officer — C.F.O.
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944148
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Mar 2, 2018 | M | 8,969 | $6.52 | A | 266,141 | D | |
| Common stockF2 | Mar 2, 2018 | S | 8,969 | $18.27 | D | 257,172 | D | |
| Common stockF1 | Mar 5, 2018 | M | 10,000 | $6.52 | A | 267,172 | D | |
| Common stockF3 | Mar 5, 2018 | S | 10,000 | $18.3425 | D | 257,172 | D | |
| Common stockF1 | Mar 6, 2018 | M | 6,031 | $6.52 | A | 263,203 | D | |
| Common stock | Mar 6, 2018 | S | 6,031 | $18.50 | D | 257,172 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $6.52 | Mar 2, 2018 | M | 8,969 | D | May 9, 2014 | May 9, 2019 | Common stock | 8,969 | 66,031 | D |
| Employee Stock OptionF1 | $6.52 | Mar 5, 2018 | M | 10,000 | D | May 9, 2014 | May 9, 2019 | Common stock | 10,000 | 56,031 | D |
| Employee Stock OptionF1 | $6.52 | Mar 6, 2018 | M | 6,031 | D | May 9, 2014 | May 9, 2019 | Common stock | 6,031 | 50,000 | D |
| Employee Stock Option | $8.36 | holding | — | — | — | May 14, 2015 | May 14, 2020 | Common stock | 75,000 | 75,000 | D |
| Employee Stock Option | $9.35 | holding | — | — | — | May 15, 2016 | May 15, 2021 | Common stock | 75,000 | 75,000 | D |
| Employee Stock Option | $10.35 | holding | — | — | — | May 10, 2017 | May 10, 2022 | Common stock | 75,000 | 75,000 | D |
| Employee Stock Option | $15.55 | holding | — | — | — | May 10, 2018 | May 10, 2023 | Common stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Exercise and sale of Employee Stock Options granted 05-09-2013 at $6.52 exercise price, expiring 05-09-2019.
- F2Average price between $18.25 and $18.325.
- F3Average price between $18.30 and $18.375.