SEC Form 4 · accession 0001225208-17-018673
CBIZ, Inc. · CBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven L Gerard
Director
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944148
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Dec 12, 2017 | M | 25,880 | $6.52 | A | 349,363 | D | |
| Common stockF2 | Dec 12, 2017 | S | 25,880 | $15.00 | D | 323,483 | D | |
| Common stockF1 | Dec 13, 2017 | M | 7,851 | $6.52 | A | 331,334 | D | |
| Common stockF3 | Dec 13, 2017 | S | 7,851 | $15.069 | D | 323,483 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $6.52 | Dec 12, 2017 | M | 25,880 | D | May 9, 2014 | May 9, 2019 | Common stock | 25,880 | 144,221 | D |
| Employee Stock OptionF1 | $6.52 | Dec 13, 2017 | M | 7,851 | D | May 9, 2014 | May 9, 2019 | Common stock | 7,851 | 136,370 | D |
| Employee Stock Option | $8.36 | holding | — | — | — | May 14, 2015 | May 14, 2020 | Common stock | 180,000 | 180,000 | D |
| Employee Stock Option | $9.35 | holding | — | — | — | May 15, 2016 | May 15, 2021 | Common stock | 180,000 | 180,000 | D |
Explanation of responses
- F1Exercise and sale of Employee Stock Options granted 05-09-2013 at $6.52 exercise price, expiring 05-09-2019.
- F2Average price between $15.00 and $15.05.
- F3Average price between $15.00 and $15.175.