SEC Form 4 · accession 0001225208-16-041806
CBIZ, Inc. · CBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly Marek
Other
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944148
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Nov 14, 2016 | M | 9,000 | $9.35 | A | 53,957 | D | |
| Common stockF2 | Nov 14, 2016 | M | 6,000 | $8.36 | A | 59,957 | D | |
| Common stockF3 | Nov 14, 2016 | M | 3,000 | $6.52 | A | 62,957 | D | |
| Common stockF4 | Nov 14, 2016 | S | 3,000 | $11.7136 | D | 59,957 | D | |
| Common stockF4 | Nov 14, 2016 | S | 6,000 | $11.7136 | D | 53,957 | D | |
| Common stockF4 | Nov 14, 2016 | S | 9,000 | $11.7136 | D | 44,957 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF3 | $6.52 | Nov 14, 2016 | M | 3,000 | D | May 9, 2014 | May 9, 2019 | Common stock | 3,000 | 0 | D |
| Employee Stock OptionF2 | $8.36 | Nov 14, 2016 | M | 6,000 | D | May 14, 2015 | May 14, 2020 | Common stock | 6,000 | 0 | D |
| Employee Stock OptionF1 | $9.35 | Nov 14, 2016 | M | 9,000 | D | May 15, 2016 | May 15, 2021 | Common stock | 9,000 | 0 | D |
Explanation of responses
- F1Exercise and sale of Employee Stock Options granted 05-15-2015 at $9.35. exercise price, expiring 05-15-2021.
- F2Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.
- F3Exercise and sale of Employee Stock Options granted 05-09-2013 at $6.52 exercise price, expiring 05-09-2019.
- F4Average price range between 11.75 and 11.70.