SEC Form 4 · accession 0001225208-16-037739
CBIZ, Inc. · CBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Spurio
Officer — President, Financial Services
Period of report
Aug 10, 2016
Accepted (ET)
Aug 11, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944148
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Aug 10, 2016 | M | 18,000 | $8.36 | A | 203,368 | D | |
| Common stockF2 | Aug 10, 2016 | M | 8,750 | $6.52 | A | 212,118 | D | |
| Common stockF3 | Aug 10, 2016 | F | 6,450 | $11.0949 | D | 205,668 | D | |
| Common stockF3 | Aug 10, 2016 | F | 15,308 | $11.1284 | D | 190,360 | D | |
| Common stockF1 | Aug 11, 2016 | M | 18,000 | $8.36 | A | 208,360 | D | |
| Common stockF3 | Aug 11, 2016 | F | 15,241 | $11.2376 | D | 193,119 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $6.52 | Aug 10, 2016 | M | 8,750 | D | May 9, 2014 | May 9, 2019 | Common stock | 8,750 | 16,250 | D |
| Employee Stock OptionF1 | $8.36 | Aug 10, 2016 | M | 18,000 | D | May 14, 2015 | May 14, 2020 | Common stock | 18,000 | 54,000 | D |
| Employee Stock OptionF1 | $8.36 | Aug 11, 2016 | M | 18,000 | D | May 14, 2015 | May 14, 2020 | Common stock | 18,000 | 36,000 | D |
| Employee Stock Option | $10.35 | holding | — | — | — | May 10, 2017 | May 10, 2022 | Common stock | 75,000 | 75,000 | D |
| Employee Stock Option | $9.35 | holding | — | — | — | May 15, 2016 | May 15, 2021 | Common stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.
- F2Exercise and sale of Employee Stock Options granted 05-09-2013 at $6.52 exercise price, expiring 05-09-2019.
- F3Cashless Hold: exercise of options and sale of shares sufficient to cover only exericise price, taxes and fees.