SEC Form 4 · accession 0001225208-15-020688
CBIZ, Inc. · CBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerome P Grisko
Officer — President & COO
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 6:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944148
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 9, 2015 | M | 56,000 | $6.75 | A | 538,428 | D | |
| Common stock | Nov 9, 2015 | F | 43,264 | $10.5247 | D | 495,164 | D | |
| Common stock | Nov 10, 2015 | M | 3,000 | $6.75 | A | 498,164 | D | |
| Common stock | Nov 10, 2015 | F | 2,318 | $10.5172 | D | 495,846 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $6.75 | Nov 9, 2015 | M | 56,000 | D | May 13, 2011 | May 13, 2016 | Common stock | 56,000 | 33,000 | D |
| Employee Stock Option | $6.75 | Nov 10, 2015 | M | 3,000 | D | May 13, 2011 | May 13, 2016 | Common stock | 3,000 | 30,000 | D |
| Employee Stock Option | $7.41 | holding | — | — | — | Apr 4, 2012 | Apr 4, 2017 | Common stock | 110,000 | 110,000 | D |
| Employee Stock Option | $6.52 | holding | — | — | — | May 9, 2014 | May 9, 2019 | Common stock | 110,000 | 110,000 | D |
| Employee Stock Option | $8.36 | holding | — | — | — | May 14, 2015 | May 14, 2020 | Common stock | 110,000 | 110,000 | D |
| Employee Stock Option | $9.35 | holding | — | — | — | May 15, 2016 | May 15, 2021 | Common stock | 110,000 | 110,000 | D |
| Employee Stock Option | $5.87 | holding | — | — | — | May 22, 2013 | May 22, 2018 | Common stock | 110,000 | 110,000 | D |