SEC Form 4 · accession 0001225208-15-020653
CBIZ, Inc. · CBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Gleespen
Officer — Corp. Secretary
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944148
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Nov 6, 2015 | M | 36,000 | $7.41 | A | 129,856 | D | |
| Common stockF2 | Nov 6, 2015 | M | 36,000 | $6.75 | A | 165,856 | D | |
| Common stockF3 | Nov 6, 2015 | M | 27,000 | $5.87 | A | 192,856 | D | |
| Common stockF4 | Nov 6, 2015 | M | 18,000 | $6.52 | A | 210,856 | D | |
| Common stockF4 | Nov 6, 2015 | S | 18,000 | $10.6752 | D | 192,856 | D | |
| Common stockF3 | Nov 6, 2015 | S | 27,000 | $10.6351 | D | 165,856 | D | |
| Common stockF1 | Nov 6, 2015 | S | 36,000 | $10.657 | D | 129,856 | D | |
| Common stockF2 | Nov 6, 2015 | S | 36,000 | $10.6318 | D | 93,856 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $7.41 | Nov 6, 2015 | M | 36,000 | D | Apr 4, 2012 | Apr 4, 2017 | Common stock | 36,000 | 0 | D |
| Employee Stock OptionF4 | $6.52 | Nov 6, 2015 | M | 18,000 | D | May 9, 2014 | May 9, 2019 | Common stock | 18,000 | 18,000 | D |
| Employee Stock OptionF2 | $6.75 | Nov 6, 2015 | M | 36,000 | D | May 13, 2011 | May 13, 2016 | Common stock | 36,000 | 0 | D |
| Employee Stock OptionF3 | $5.87 | Nov 6, 2015 | M | 27,000 | D | May 22, 2013 | May 22, 2018 | Common stock | 27,000 | 9,000 | D |
| Employee Stock Option | $8.36 | holding | — | — | — | May 14, 2015 | May 14, 2020 | Common stock | 36,000 | 36,000 | D |
| Employee Stock Option | $9.35 | holding | — | — | — | May 15, 2016 | May 15, 2021 | Common stock | 36,000 | 36,000 | D |
Explanation of responses
- F1Exercise and sale of Employee Stock Options granted 04-04-2011 at $7.41 exercise price, expiring 04-04-2017.
- F2Exercise and sale of Employee Stock Options granted 05-13-2010 at $6.75 exercise price, expiring 05-13-2016.
- F3Exercise and sale of Employee Stock Options granted 05-22-2012 at $5.87 exercise price, expiring 05-22-2018.
- F4Exercise and sale of Employee Stock Options granted 05-09-2013 at $6.52 exercise price, expiring 05-09-2019.