SEC Form 4 · accession 0000944075-26-000069
SOCKET MOBILE, INC. · SCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard L Ott
Officer — Chief Information Officer
Period of report
Aug 21, 2026
Accepted (ET)
Aug 25, 2026 · 4:55 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000944075
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2026 | A | 23,833 | $1.00 | A | 138,169 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Board approved issuing common stock to executives in lieu of voluntary compensation reductions for Q3 and Q4. The grant ratio was established at one share per $1.00 of reduced compensation, rather than applying the closing market price of $0.67 per share. The granted shares will vest 50% on January 1, 2027, and 50% on January 1, 2028, subject to continued service through each applicable vesting date.