SEC Form 4 · accession 0000944075-19-000007
SOCKET MOBILE, INC. · SCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Dunlap
Officer — Chief Financial Officer · Director
Period of report
Feb 15, 2019
Accepted (ET)
Feb 19, 2019 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944075
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock optionF1 | $1.90 | Feb 15, 2019 | A | 8,500 | A | — | Feb 15, 2029 | Common | 8,500 | 155,710 | D |
Explanation of responses
- F1Vests monthly over 48 months commencing 3/1/2019.