SEC Form 4 · accession 0000944075-18-000017
SOCKET MOBILE, INC. · SCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Lopez
Officer — VP Sales and Marketing
Period of report
May 2, 2018
Accepted (ET)
May 4, 2018 · 1:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944075
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock optionF1 | $2.93 | May 2, 2018 | A | 14,500 | A | — | May 1, 2028 | Common | 14,500 | 100,500 | D |
Explanation of responses
- F1Vests monthly over 48 months.