SEC Form 4 · accession 0000944075-17-000040
SOCKET MOBILE, INC. · SCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Dunlap
Officer — Chief Financial Officer · Director
Period of report
Aug 25, 2017
Accepted (ET)
Aug 28, 2017 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944075
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Aug 25, 2017 | C | 5,000 | $1.96 | A | 13,546 | D | |
| Common | Aug 25, 2017 | S | 5,000 | $4.00 | D | 8,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock optionF1 | $1.96 | Aug 25, 2017 | X | 5,000 | D | — | Feb 23, 2019 | Common | 5,000 | 150,119 | D |
Explanation of responses
- F1Vests monthly over 48 months.