SEC Form 4 · accession 0000944075-17-000016
SOCKET MOBILE, INC. · SCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard L Ott
Officer — VP Engineering & CTO
Period of report
Apr 4, 2017
Accepted (ET)
Apr 5, 2017 · 3:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944075
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Apr 4, 2017 | C | 1,522 | $2.92 | A | 2,962 | D | |
| Common | Apr 4, 2017 | D | 1,522 | $4.24 | D | 1,440 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock optionF1 | $2.92 | Apr 4, 2017 | X | 1,522 | D | — | Jul 1, 2020 | Common | 1,522 | 125,162 | D |
Explanation of responses
- F1Vests monthly over 48 months